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Ann Robinson
With over 20 years’ experience as a senior compliance professional, Ann has deep expertise in financial services operations, compliance, and compliance technology. In 2018 Ann joined Farmers Financial Solutions, LLC as the Director of Operations and transitioned to Chief Compliance Officer in January 2020. In previous roles, Ann made significant contributions to the compliance tech industry during her employment with RegEd in roles including Business Development and Product Management. |
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Prior to joining RegEd in 2012, Ann was a Senior Compliance Manager for Morgan Keegan & Company, Inc. where she was responsible for the implementation of firm element, continuing education, and associated learning programs and managed the Licensing and Registration department. Ann also had a key role in implementing technology to automate various compliance functions including the firm's conflicts of interest program. Ann holds a Bachelor of Science degree from Samford University in Birmingham, Alabama and Masters of Business Administration degree from the University of Alabama in Birmingham, AL. She also holds Series 7, 66, 24, 14 securities licenses and a California Insurance License. Ann is on the Board of Directors for NSCP, serves on the SILA Foundation board, and is a member of the FINRA West Region Committee. Ann holds the American Bankers Association Certified Regulatory Compliance Manager (CRCM), Securities and Insurance Licensing Association Fellow (SILA-F), NSCP Certified Securities Compliance Professional (CSCP) and FINRA Certified Regulatory and Compliance Professional (CRCP) designations.
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