Join us for a FREE educational webinar taught by Senior Director of Testing and Continuing Education for FINRA, Joseph McDonald, Jr.
Senior management from FINRA's Registration and Disclosure Department will provide updates to FINRA's qualification exam program, including the October 1 implementation of the new Securities Industry Essentials Examination and revised representative level exams, as well as new opportunities for firms to consider in onboarding potential registrants.
4/16/2018SILA National Education Conference Registration is Now Open!
5/24/2018New Jersey issues bulletin on pre and post-disaster regulatory guidelines.
5/18/2018ELANY (NY Surplus Lines) issues bulletin regarding fines for compliance infractions.
5/18/2018FINRA announces enhancements to its disclosure review process relating to public financial records.
5/17/2018Nevada will hold a hearing that would require adjusters to complete prelicense and CE requirements
5/17/2018Florida’s legislative changes related to producer licensing that become effective July 1, 2018.
4/16/2018 » 7/16/2018SILA National Education Conference Early-Bird Registration Opens
6/5/2018SILA Education and Training Subgroup (SETS) Steering Committee Meeting
6/5/2018SILA St. Louis Chapter Meeting
6/12/2018SILA Education and Training Subgroup (SETS) Meeting
P.O. Box 498, Zionsville, IN 46077-0498
The Securities and Insurance Licensing Association (SILA) delivers the education, information, and connections you need for success in this complex industry.