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Deborah (Deb) Fabritz, Director – Professional Registration & Compliance, Wisconsin Division of Securities. After receiving her law degree from DePaul University and MBA from the University of Wisconsin and before joining the Division of Securities, Deb worked 18 years as Associate General Counsel for a broker-dealer. She is the co-chair of the NASAA IAR CE Committee, co-chair of the Broker Dealer Investment Products and Services Project Group and as a member of the Broker Dealer Continuing Education Project Group. She sits on the SILA Securities Steering Committee and Board of Directors.
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April Gaskin, Licensing, Senior Manager started with Commonwealth Financial Network in 2010 and transitioned into the role of Licensing Manager in 2013 and Senior Licensing Manager in 2019. She leads the advisor and corporate licensing and continuing education efforts. April graduated from Boston College and holds the FINRA SIE, Series 99, Series 7, and Series 24 licenses. April is a member of FINRA’s Licensing and Registration Committee, a member of the SILA Securities Steering Committee and sits on the SILA Board of Directors.
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Brandi Brown, Executive Vice President of Regulatory Affairs at RegEd oversees the legislative and regulatory intelligence for various financial services compliance products and services. She has more than 20 years of experience in licensing and registration regulation, education and training requirements, and practical application of rules for broker-dealers, investment advisers, agencies, carriers, producers, and adjusters. She also holds the SILA-A designation and serves as the Education Chair on the SILA Board of Directors.
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