Class: SILA Practical Approach to Securities Registration & Compliance

Have questions on securities and compliance? Get up-to-speed with this public 2 hour class that drives you through the regulatory environment and routes you to the answers. It’s a fact-filled, interactive session offering a high-level overview of securities registration and compliance issues while steering you away from regulatory roadblocks.

Class syllabus: click here

• SILA Certification: Required Course Option
• SILA Associate: Required Course Option
• SILA Professional Development: 4 SILA CE Credits

Class times are Eastern.

Classes will not be recorded.

Enrollment closes 24 hours prior to the first class session.

Class Instructed By:

Ann Robinson, Chief Compliance Officer

ann.robinson@farmersinsurance.com

Industry Experience: 26 Years