SILA is proud to co-market an in-person (on-site only, roundtable and interactive format) FINRA CRED Outreach event on Tuesday, July 9th from 1 to 4PM, at FINRA’s Brookfield offices in New York City. The event is open to registration/licensing, continuing education, and qualifications compliance professionals that work for a FINRA registered firm.
FINRA staff have relayed that these Outreach events are great opportunities for their member firms to provide feedback on their systems, operations, rules, and policies, and they are excited to hear from you. Please come prepared to share.
Register and be sure to note specific topics that you would like FINRA staff available to discuss, receive feedback, and answer questions. You can register for the event here: Register Here
A final agenda will be mailed to registrants within a week of the event.
SILAP.O. Box 498, Zionsville, IN 46077-0498Phone: 800-428-8329Fax: 866-253-6026Email: silasupport@sila.org
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