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SILA Minnesota Chapter Members
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SILA Minnesota Chapter Members

Format changed to call-in, RSVP required by 4/13.

4/16/2020
When: Thursday, April 16, 2020
8:30 AM
Where: Conference Call Format
United States
Contact: Lora Herman

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Due to the current restrictions, the SILA Minnesota Chapter meeting scheduled for Thursday, April 16th has been changed to a call-in format. The conference call details will be released prior to the meeting. To be on the list to obtain the call-in details, be sure to submit your RSVP to Lora Herman (lherman@doughertymarkets.com) by Monday, April 13th.

You can access the full meeting agenda by clicking here, it includes:

Agenda:

  • MN Department of Commerce – Legislative updates
  • Regulatory updates and impacts of COVID-19 – Challenge to keep up with changes
    • Impacts to securities (i.e. exams, fingerprinting, CE) and insurance (renewals, CE)
  • Reg BI – Navigating through Reg BI impacts to policy and procedures
  • Working from home – Challenges of working from home for teams/individuals, ideas for best practices/engagement
  • FINRA webinars & upcoming changes to CRD
  • 2020 National SILA Conference & National Chapter conference call recap